What is the audit method for the issuance and listing of GEM stocks in Shenzhen Stock Exchange?

After the reform of GEM, the audit of stock issuance and listing mainly adopts inquiry, electronization and industrialization, including:

The first is inquiry review. The Shenzhen Stock Exchange mainly conducts audit work by asking questions to the issuer and the issuer answering questions. According to the actual situation, one or more rounds of inquiries will be conducted to urge the issuer to disclose information truthfully, accurately and completely.

The second is electronic audit. The Shenzhen Stock Exchange has established a business system for auditing the issuance and listing, and the application, acceptance, inquiry and reply of the issuance and listing are directly processed electronically through this system.

The third is the audit by industry. Combined with the previous supervision experience of companies in different industries, Shenzhen Stock Exchange plans to review enterprises declared by different industries on GEM.